-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IO+0QUGpaJEcFgUbIPHTYwe/0repR9ARAKdfy2ySsyAmpnF3Ha31Lb8xeZ8D2ef+ TkPfJueB/i63pV96ruT4rw== 0001047469-99-005764.txt : 19990217 0001047469-99-005764.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-005764 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARROLLTON BANCORP CENTRAL INDEX KEY: 0000859222 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521660951 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53501 FILM NUMBER: 99539268 BUSINESS ADDRESS: STREET 1: 15 CHARLES PLZ STE 200 CITY: BALTIMORE STATE: MD ZIP: 21201-3936 BUSINESS PHONE: 4105364600 MAIL ADDRESS: STREET 1: 15 CHARLES PLAZA, SUITE 200 STREET 2: P O BOX 1391 CITY: BALTIMORE STATE: MD ZIP: 21201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS JOHN PAUL CENTRAL INDEX KEY: 0000938666 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 418 CHALFONTE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21228 BUSINESS PHONE: 4107442804 MAIL ADDRESS: STREET 1: 418 CHALFONTE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21228 SC 13G/A 1 SCHEDULE 13GA SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Carrollton Bancorp - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 145282 10 9 ---------------------------------- (CUSIP Number) CUSIP No. 145282 10 9 Schedule 13G 1 NAMES OF REPORTING PERSON. S.S. or I.R.S. IDENTIFICATION OF ABOVE PERSONS John Paul Rogers ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Not Applicable (Filing being made pursuant to 1934 Act Rule 13d-1(c) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 60,001 6 SHARED VOTING POWER 37,703 7 SOLE DISPOSITIVE POWER 60,001 8 SHARED DISPOSITIVE POWER 37,703 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,704 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.91% 12 TYPE OF REPORTING PERSON IN ITEM 1. - ------- (a) Name of Issuer: Carrollton Bancorp (b) Address of Issuer's Principal Executive Offices: 344 North Charles Street, Suite 300 Baltimore, MD 21201 -2- ITEM 2. - ------- (a) Name of Person Filing: John Paul Rogers (b) Address of Principal Business Office, if none, Residence: 46-C Queen Anne Way Chester, MD 21619 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 145282 10 9 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b) or - ------- 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section 8 of the Investment Company Act. (e) / / Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940. (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1976 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F). (g) / / Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G). (Note: See Item 7.) (h) / / Group, in accordance with 240.13d-1(b)(1)(ii)(H). Not Applicable; Filing is made pursuant to 1934 Act Rule 13d-1(c). ITEM 4. - ------- (a) Amount Beneficially Owned: See Inside Front Cover Row 9* (b) Percent of Class: See Inside Front Cover Row 11. (c) Number of shares as to which the person has: -3- (i) sole power to vote or to direct the vote: See Inside Front Cover Row 5. (ii) shared power to vote or to direct the vote: See Inside Front Cover Row 6. (iii) sole power to dispose or to direct the disposition of: See Inside Front Cover Row 7. (iv) shared power to dispose or to direct the disposition of: See Inside Front Cover Row 8. - -------------------------------- Includes: (a) 36,705 shares owned by corporations of which the Reporting Person is a principal stockholder; Reporting Person expressly disclaims beneficial ownership of all of such shares; (b) 998 shares owned by trusts of which Reporting Person is one of two trustees; Reporting Person expressly disclaims beneficial ownership of all of such shares. ITEM 5. Ownership of Five Percent or Less of A Class - ------- Not Applicable. ITEM 6. Ownership of More than Five Percent on Behalf of Another Person - ------- Not Applicable. ITEM 7. Identification and Classification of the Subsidiary Which Acquired - ------- The Security Being Reported on By the Parent Holding Company Not Applicable. ITEM 8. Identification and Classification of Members of the Group - ------- Not Applicable. ITEM 9. Notice of Dissolution of Group - ------- Not Applicable. ITEM 10. - ------- Not Applicable. -4- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 11, 1999 ---------------------------------------- Date /S/ JOHN PAUL ROGERS ---------------------------------------- Signature JOHN PAUL ROGERS ---------------------------------------- Name -5- -----END PRIVACY-ENHANCED MESSAGE-----